The Financial Conduct Authority requires firms to issue a Statement of Demands and Needs prior to conclusion of a contract....
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Treating Customers Fairly (TCF) is about placing responsibility on firms’ management to deliver fair outcomes for consumers whilst offering you...
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We were recently asked: “What is the best way to deal with customers with hearing difficulties?” Unfortunately, there is no...
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All Brokers that are regulated by the Financial Conduct Authority (FCA) must be able to produce and show evidence that...
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Firms must be able to show that it has taken reasonable steps to ensure that a non-real time qualifying credit...
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The Financial Conduct Authority (FCA) has announced their intention to start moving firms from Gabriel over to their new regulatory...
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The Financial Conduct Authority (FCA) has announced that to help smaller regulated firms through this difficult time they are freezing...
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The Financial Conduct Authority (FCA) have made a welcomed tweak to execution-only rules. Prior to the 30th July 2020 firms...
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From the 30th July 2020, the Financial Conduct Authority (FCA) expect firms to explain their rationale where they have not...
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