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Tip of the Week

Training and Competence Principle Rule

By 12th June 2023June 20th, 2023No Comments

Principle 3 requires firms to take reasonable care to organise and control its affairs responsibly and effectively. This includes making proper arrangements to ensure that any employee associated with regulated activities achieve, maintain and enhance competence.

Firms are expected to make their own arrangements to meet these standards, which must be appropriate to their business.