Skip to main content
Tip of the Week

Training and Competence Principle Rule

By 25th March 2024June 10th, 2024No Comments

Principle 3 requires firms to take reasonable care to organise and control its affairs responsibly and effectively. This includes making proper arrangements to ensure that any employee associated with regulated activities achieve, maintain and enhance competence.

Firms are expected to make their own arrangements to meet these standards, which must be appropriate to their business.