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NEW: Consumer Duty Manual

All our manuals have been updated with the Consumer Duty


Become an Ecompli Member Today

Get full access to all our training, manuals and compliance documents


Shop Online

Purchase manuals, policies, templates immediately via our website


FCA Application Support

Get it right first time with our FCA application support


Senior Managers & Certification Regime

Training, manuals and templates to support you in meeting the new SMCR requirements

Supporting Brokers with their Compliance since 2006

At Ecompli we specialise in providing Financial Conduct Authority (FCA) Compliance Support to General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors) within the UK

Years in Business
Years of Experience in Financial Services Compliance
% Approval Rate for FCA / FSA Applications
Cups of Coffee Reading and Preparing Manuals, Policies & Documents!

FCA Application Support

To become authorised by the Financial Conduct Authority (FCA) you must complete an application.  This isn’t as simple as it sounds.  The FCA Application is complex and consists of numerous documents that you need to complete and produce.

We have assisted a large number of Mortgage Brokers, General Insurance Brokers, Equity Release and Insurance Loss Assessors (Claim Handling) companies complete the application and get authorised.  Of course, once you are authorised we can then help with your ongoing compliance, if required.

Become a Member

Join Ecompli to provide peace of mind and to help protect your business. Our registration process is very easy so that you can start to benefit from our support almost instantly.

Shop Online

You can purchase a range of downloadable manuals and policies to use immediately or consider joining us as a member with access to over 50 documents and templates.

FCA Application Support

Save precious time by requesting the assistance from Ecompli with your application. It’s reassuring to know that we have a 100% approval rate for all of the applications we have project managed over the years.

Compliance Training

We tailor our training to suit our customer’s requirements. We can cover a variety of areas such as the Senior Mangers & Certification Regime, Complaints Handling, Training & Competence, through to supporting advisers via 1-2-1’s and distributing regular Knowledge Assessments.

Top Tips

FCA Training and Competence
FCA Definition of a Complaint
FCA Statements of Demands
FCA Capital Resources