FCA Insurance Claims Handling Compliance Manual for Loss Assessors

£695.00

This manual is specifically for firms who act on behalf of customers who are claiming on an insurance policy.  Also referred to as Loss Assessors.

The manual incorporates all areas of compliance including claims handling, complaints procedure, financial promotions, anti bribery, General Data Protection Regulations (GDPR), Financial Crime, HM Sanctions, Vulnerable Customers, training and competence.

FORMAT: All documents are downloadable via email upon receipt of payment.

Category:

WORD DOCUMENT – 38 PAGES

INDEX OF CONTENTS

  1. Introduction
  2. Business Standard
  3. Conduct of Business
  4. Claims Handling
  5. Financial Records
  6. Professional Indemnity Insurance
  7. Complaints Handling
  8. Financial Promotions
  9. Website Advertising
  10. Management Systems and Controls
  11. Training and Competence
  12. Whistleblowing
  13. Anti-Bribery Policy
  14. Reporting Requirements to the FCA
  15. Record Keeping
  16. Anti-Money Laundering Policy
  17. General Data Protection Regulation (GDPR)
  18. Financial Crime & Anti Fraud Policy and Procedures
  19. HM Treasury Financial Sanction Procedure
  20. Vulnerable Customer Policy