GDPR Manual & Confirmation Form

This manual specifically focuses on the rules relating to the General Data Protection Regulation (GDPR) and the requirement for privacy relating to customers data held on file.  It includes detailed guidance on the principles, the lawful basis in which firms should use in order to process personal data along with a procedure that regulated firms should follow. The manual also includes guidance on customers individual rights, data received from a third party and privacy notice.

In this bundle you will also receive a Confirmation Form that individuals within the firm can sign and date to confirm they have read and understood the manual.  This can then be counted towards their CPD and evidence their understanding of GDPR.

Whilst this manual is specifically aimed at the Mortgage, Equity Release and Insurance Brokers, it may be of use to other sectors under the Financial Conduct Authority.

FORMAT: All documents are downloadable via email upon receipt of payment.

Written & reviewed by the Ecompli founder — With over 20 years in financial services and having founded Ecompli in 2006, our compliance documents are written by a specialist with hands-on expertise in FCA regulation across the mortgage, general insurance, equity release, and insurance claims handling sectors. Every guide and template is personally developed to turn complex regulatory requirements into clear, practical tools your firm can actually use.

There are plenty of free templates and AI-generated documents available online. The challenge is knowing whether they genuinely reflect FCA requirements, align with Consumer Duty expectations and work in practice for your firm. Our documents are written by Ecompli’s founder and are designed specifically for regulated firms. Every manual, register and template is created to provide practical, usable guidance that supports implementation,  helping firms move beyond theory and into demonstrable compliance.