Firms must arrange for all financial promotions to be checked by an individual or individuals with appropriate expertise for compliance.
A firm may arrange for a third party with appropriate expertise to carry out the confirmation exercise on the firms behalf, but the responsibility for the financial promotion remains with the firm.
Ecompli (UK) Ltd
Business First Business Centre
Davyfield Road
Blackburn
Lancashire
BB1 2QY
Tel: 01254 675 674
Registered in England and Wales No 6488731
VAT Registration Number: 883 5203 17
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© 2024 Ecompli. Website Design by www.digiqueen.co.uk
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