FCA Compliance Consultants

Ecompli are experienced FCA Compliance Consultants, here to support firms of all sizes throughout the UK.

The Financial Industry has dramatically evolved over the last decade.  This has resulted in many firms spending precious time and resource developing and implementing processes that ultimately comply with the Financial Conduct Authority (FCA) rules and regulations.

In order to aid this transition many firms seek guidance from various compliance institutions ranging from Networks to Support Service companies. This can be a costly resource and very difficult to judge whether you are getting true value for money.

At Ecompli we are committed to delivering a cost effective support service catering for Mortgage Brokers, Equity Release Brokers and Insurance Brokers, whatever their size. We also help firms who assist customers to claim on an insurance policy.  We have designed distinct Compliance Packages for your requirements and offer an expansive range of compliance visits that can be purchased separately or built into a completely bespoke solution to suit your business needs. Our customers find this approach very flexible and all of our solutions blend in seamlessly with their business operations.

Our goal is to provide you with peace of mind so that you can focus on what really matters – providing advice or arranging regulated products to your customers. Whatever your support requirements are, we can help you select a package most relevant to your business requirements.

Assessing and Monitoring FCA Compliance Consultants

It’s important that you choose appropriate FCA compliance support that suits your firm’s requirements. The FCA have provided useful guidance relating to this area as shown on this FCA website link.

Meet the Directors

Suzanne Gibson Ecompli

Suzanne Gibson

Managing Director

Suzanne founded Ecompli in 2006 and has worked in Financial Services Compliance for 25 years. Suzanne carries out a number of vital functions within the business, from conducting compliance visits, interpreting the complex FCA rules, along with delivering compliance presentations during various seminars across the UK.

Stephen Gibson Ecompli

Stephen Gibson

Operations Director

Stephen has also worked in compliance for 20 years and oversees various key elements within the business. These range from Sales and Marketing through to ensuring that our customer service standards are always met.