Anti-Money Laundering Manual – Mortgage Broker
£235.00
- Anti Money Laundering Procedure Manual – MGI – Word Document
- Suspicion Report – Word Document
- Policy Confirmation Form – Word Document
- Money Laundering Register – Excel Document
Money Laundering originally came into effect on 1 April 1994 (of which has subsequently been updated over the years). The rules set out the procedures required to have effective anti-money laundering systems and controls in place to reduce the opportunities for money laundering. The key requirements of these regulations are:
- Verifying the identity of clients;
- Internal reporting procedures;
- Providing training to staff to ensure awareness of the regulations;
- Keeping adequate records.
This manual and supporting documents is specifically for those Mortgage and/or Equity Release Brokers. All staff working in the industry, regardless of their actual position, has a statutory duty to be aware of the need to prevent money laundering. This manual helps individuals understanding of money laundering and identifying risks. It also details how to report a suspicion and includes a Suspicion Report that the firm can use to record any identified.
FORMAT: All documents are downloadable via email upon receipt of payment.
Written & reviewed by the Ecompli founder — With over 20 years in financial services and having founded Ecompli in 2006, our compliance documents are written by a specialist with hands-on expertise in FCA regulation across the mortgage, general insurance, equity release, and insurance claims handling sectors. Every guide and template is personally developed to turn complex regulatory requirements into clear, practical tools your firm can actually use.
There are plenty of free templates and AI-generated documents available online. The challenge is knowing whether they genuinely reflect FCA requirements, align with Consumer Duty expectations and work in practice for your firm. Our documents are written by Ecompli’s founder and are designed specifically for regulated firms. Every manual, register and template is created to provide practical, usable guidance that supports implementation, helping firms move beyond theory and into demonstrable compliance.
