FCA Anti-Money Laundering Documents

• Anti Money Laundering Procedure Manual – GI – Word Document
• Suspicion Report – Word Document
• Policy Confirmation Form – Word Document
• Money Laundering Register – Excel Document

Money Laundering originally came into effect on 1 April 1994 (of which has subsequently been updated over the years). The rules set out the procedures required to have effective anti-money laundering systems and controls in place to reduce the opportunities for money laundering.  The key requirements of these regulations are:

• Verifying the identity of clients;
• Internal reporting procedures;
• Providing training to staff to ensure awareness of the regulations;
• Keeping adequate records.

This manual and supporting documents is specifically for those who advise and/or arrange Insurance. All staff working in the insurance industry, regardless of their actual position, has a statutory duty to be aware of the need to prevent money laundering.  This manual helps individuals understanding of money laundering and identifying risks.  It also details how to report a suspicion and includes a Suspicion Report that the firm can use to record any identified.

FORMAT: All documents are downloadable via email upon receipt of payment.