Financial Crime and Anti-Fraud Policy Manual

Reducing financial crime in the UK is one of the Financial Conduct Authority’s (FCA) statutory objectives and priorities.  Since November 2004 the FSA and now the FCA has issued numerous speeches and publications to raise awareness for firms to take action to combat the risks of financial crime.  In addition, government initiative has sought to increase awareness of the risks of identity theft, and media coverage of identity theft risks has been widespread over the country.

All regulated firms need to protect customer data and their firm from being used for financial crime.  This manual establishes how a firm should be vigilant and details procedures on what it should have in place as a key preventative measure in the fight against fraud, theft and corruption.

FORMAT: All documents are downloadable via email upon receipt of payment.

Written & reviewed by the Ecompli founder — With over 20 years in financial services and having founded Ecompli in 2006, our compliance documents are written by a specialist with hands-on expertise in FCA regulation across the mortgage, general insurance, equity release, and insurance claims handling sectors. Every guide and template is personally developed to turn complex regulatory requirements into clear, practical tools your firm can actually use.

There are plenty of free templates and AI-generated documents available online. The challenge is knowing whether they genuinely reflect FCA requirements, align with Consumer Duty expectations and work in practice for your firm. Our documents are written by Ecompli’s founder and are designed specifically for regulated firms. Every manual, register and template is created to provide practical, usable guidance that supports implementation,  helping firms move beyond theory and into demonstrable compliance.