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Tip of the Week

Each week we produce a Top Compliance Tip and place it on the homepage of our website. The tips comprise of answers taken from questions that our customers have asked, or are related to areas that we feel are important, or sometimes they are longstanding issues that we feel you should be reminded about.

These top tips are a useful way for you to keep up to date with regulatory requirements and of course they can be counted towards your CPD. If you don’t get chance to read them every week you can access the previous ten weeks archive below.

We receive lots of positive feedback regarding these tips so we hope they are and remain very useful to you. If you can't find a specific question answered then please email ecompli and we will try and publish it within a future Tip of the Week.

Insurance Premium Tax
Date: 06.09.2010

Regulatory Statement
Date: 30.08.2010

Mortgage Risk Statements
Date: 23.08.2010

Locum Arrangement
Date: 16.08.2010

Training & Competence Principle Rule
Date: 09.08.2010

Treating Customers Fairly Six Consumer Outcomes
Date: 02.08.2010

GABRIEL Training
Date: 26.07.2010

Insurance Saving
Date: 19.07.2010

Customers with Hearing Difficulties
Date: 12.07.2010

TCF Outcome 4 – Suitability
Date: 05.07.2010

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