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Our monthly SRB newsletter provides informative articles relating to regulation along with very useful guides so that firms can get to grips with their regulatory requirements.
In this month’s edition of Compliance Matters we announce the launch of our new Sale and Rent Back Compliance Manual that is catered for full regulation. We include articles that cover Data Security and online notifications, we also feature our popular Tip of the Month section.
Date: 26.08.2010
In July’s edition we remind firms to cease their SRB activities until they receive their full FSA authorisation. We include a very useful article relating to SRB unauthorised providers and include a link to our new Testimonials section on the Ecompli website.
Date: 29.07.2010
In this months edition we look at the new governments plans to abolish the FSA and state what will happen next. We provide articles that focus on Data Security and Treating Customers Fairly. We also feature a Jargon Buster that uncovers the KPI abbreviation.
Date: 30.06.2010
In this months edition we feature an article that’s looks at the very sensitive area of handling a complaint. We also cover the reasons why a locum should be set in place and our Q&A is based on Intangible Assets.
Date: 26.05.2010
In April’s edition we provide a very useful article that looks at the implications of taking on the administrating permission under the full SRB regulation. We include a jargon buster that relates to the highly important area of reviewing a firms management information and our tip of the month covers the sensitive theme of dealing with customers with hearing difficulties.
Date: 30.04.2010
In this months edition we cover the theme of recording and logging Continuous Professional Development (CPD). We also include two very useful Sale and Rent Back regulatory articles looking at advertising and the requirements when assessing a customer’s affordability to pay rent.
Date: 25.03.2010
In this months edition we look at the FSA’s full regulatory regime relating to Sale and Rent Back including what interim rules will remain in force. We also include a couple of very useful compliance articles covering Landlords Insurance and the definition of an Intangible Asset.
Date: 26.02.2010
In our first edition of the New Year we cover the very popular industry topic of Treating Customers Fairly (TCF). We look at the new FSA banking regulation; we include the definition of a complaint and our jargon buster uncovers the important area of reviewing a firms systems and controls.
Date: 27.01.2010