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FSA Regulatory Updates

The FSA are continually updating and changing rules. We will keep you updated with any new rules that are relevant to your business, when they will be coming into effect along with any other responsibilities you may need to implement.

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RU12/07 - A recent final notice highlighted one of the topics that we see time and time again. Whilst this related to a Mortgage Broker, one of the key points related to supervision which affects all types of regulated businesses.
Date: 15.05.2012

RU12/06 - Following the Anti-Bribery Act coming into force on the 1st July 2011, the Financial Services Authority (FSA) has carried out a thematic review on 15 firms to examine how they mitigate bribery and corruption risk within their business.
Date: 25.04.2012

RU12/05 - In March the Financial Services Authority released a Consultation Paper on its proposals to provide the Financial Services Compensation Scheme (FSCS) additional flexibility in appropriate circumstances to pay full compensation where, under present rules, customers may have to wait an excessively long period of time.
Date: 17.04.2012

RU12/04 - We have updated a number of our template documents to reflect the 2012/2013 tax rates, so please ensure you do the same.
Date: 05.04.2012

RU12/03 - If you advise and/or arrange Payment Protection Insurance (PPI) (including Mortgage Payment Protection Insurance (MPPI)) you should take the time to read this article so that you are aware of the Competition Commissions PPI Order.
Date: 23.03.2012

RU12/02 - In this article we look at advised and non-advised sales as we often find that certain issues keep arising…
Date: 24.02.2012

RU12/01 - When a regulated firm receives a complaint we are often asked which leaflets they need to send. Therefore, in this article we provide a brief summary of what you need to send and when by.
Date: 25.01.2012

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