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FSA Application Support
To become authorised with the Financial Services Authority (FSA) you must submit a thorough application, this can be a very time consuming process so we have developed two unique propositions, specifically for Mortgage and General Insurance Brokers, to help you every step of the way.
Please compare the benefits of each package then simply click on the relevant link to register your interest or contact us directly to discuss the options available to you on 01254 675 674.
If you are part way through completing your application and have found that you need assistance please contact us for a quote.
Full FSA Application Support - £1550.00 + VAT
Ecompli are specialists with assisting firms to complete and submit their FSA Application and we have successfully helped many firms obtain authorisation.
If you would like us to assist with completing your application we will visit you at your premises for a full day to work through the information required in order for us to complete the application on your behalf. This will include producing all the supporting documents to accompany the application including a Regulatory Business Plan, Continuity Risk Plan and Compliance Monitoring Programme.
Once produced this will be sent to you for comment before submitting to the FSA.
FSA Application Guidance / Check - £850.00 + VAT
If you would like guidance with the FSA Application we will take your details so that we can produce the correct documents required and provide you with the template supporting documents as detailed above. This will then be sent to you in a file, which is separated into sections, with supporting notes on the parts that you need to complete.
Once completed this is sent back to us so that we can carry out a final check before submitting it to the FSA.
Please Note:
- Full Application - Fees are payable on completion of the day visit
- Application Check - Fees are payable prior to receiving the application and supporting template documents
