- SALE & RENT BACK SCHEMES
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- BUY Manuals
- Compliance Packages
- FREE Newsletter
- FSA Application Support
- Individual Services / Manuals
- Request a Compliance Visit
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- Anti-Money Laundering
- Claims Handling Firms Only
- Complaints Handling
- Data Protection
- Financial Promotions
- FSA Principles of Business
- General Rules
- Mortgage Advice Process
- Non-Investment Insurance Advice Process
- Sale & Rent Back
- Training & Competence
- Treating Customers Fairly
Ecompli Compliance Support Packages
Our unique four packages - Essential, Enterprise, Exclusive and Elite are specifically designed for Mortgage Brokers and General Insurance Brokers.
If these do not suit your requirements please refer to our Individual Services Section or Claims Handling Only Section. Alternatively, please contact us directly on 01254 675 674.
Please Click on the Package Below for further Details and Costs
This package is aptly named as it contains all of the most essential compliance functions for your business. With complete access to our prestigious website, backed up with a compliance support helpdesk you will find answers and information to help all your needs. We will keep you updated with changes to regulation, provide guidance checks for your financial promotions and supply you with updated manuals and registers.
The Enterprise Package boasts all the credentials contained within the Essential offering, however you also receive a TCF evaluation and a GAP Analysis report. We will visit you every six months to ensure your compliance needs are met, we will also produce an annual systems and controls report ensuring risks are identified and dealt with proactively.
This is one of our most popular plans as it offers a significant solution to many firm's requirements. We will visit you quarterly and assist with your RMAR and other FSA reporting. We will also help you with your ongoing TCF responsibilities by compiling relevant Management Information reports. You also get full access to our constantly updated website and all the benefits from the previous two packages.
The Elite offering is a unique solution for your compliance requirements and is a complete Support Service Package. We will visit you every month to ensure your needs are instantly addressed and continually reviewed. We will provide enhanced business monitoring to give that greater peace of mind in addition to delivering Training and Competence Support including Induction Assessments, in-house training and one to one's. If the FSA decide to pay you a visit we will accompany you before and during the visit ensuring full support is given. We will provide you with detailed guidance on TCF, support in setting up your systems and controls along with receiving all the benefits from the other three Service offerings.
