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Manual / Document Purchase
At Ecompli we have received numerous requests to purchase one of our specific Compliance Manuals or Documents from companies who have their compliance in place but do not have the time or resources to write a specific manual.
The FCA continually update their sourcebooks which then need to be reflected within regulated firms. This can be a drain on resources therefore we have decided to release a number of our Manuals and Documents for purchase for a one off cost.
Below is a list of our top ten documents that firms have purchased from us:
- Introducer Agreement
- Locum Agreement
- Suitability Letter
- Complaints Procedure
- Anti Fraud Policy
- Training and Competence Manual
- SRB Pre Disclosure Letter/Document
- Anti Money Laundering Procedure
- Equity Release Advice Process
- Financial Promotions Guidance Manual
If you would like to purchase any of the above or one of our other documents/manuals shown on the website, please contact us on 01254 675 674 or email us for a quote.
