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Ecompli. Your online compliance advisory service.
Click here to register nowAt Ecompli we specialise in providing FSA Compliance Support to General Insurance, Mortgage Brokers, IFA's, Claim Handling and Sale & Rent Back Firms
Delivering on our promise…
We take the time to understand our customer’s compliance needs and provide them with fantastic levels of service.
But don’t just take our word for it, have a look and see what our customers think about our FSA compliance support:
Ecompli Customer Testimonials
- Telephone: 01254 670048
- Email: info@ecompli.co.uk
Tip of the week
Firms should take reasonable care to ensure that every letter (or electronic equivalent i.e. email) includes the regulatory statement ‘Authorised and regulated by the Financial Services Authority’. It should also be clear of the firm’s name that is regulated by the FSA.
This rule extends to letterheads, fax headers, electronic mail such as emails and compliment slips (used as letters). Account statements, text messages and business cards are not classed as letters therefore the regulatory statement is not required to be seen.
Remember the Financial Services Authority should not be abbreviated to FSA.
